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Securities Exchange Act
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181	Wall Street Lawyer led to some of the strongest, most productive companies in the world. I think it’s no accident that the American approach to capital markets, including SEC oversight, has been emulated by Add to Reading List Source URL: www.dgslaw.com Language: English - Date: 2015-04-01 10:48:59 Economy Finance Money Corporate crime U.S. Securities and Exchange Commission Securities regulation in the United States DoddFrank Wall Street Reform and Consumer Protection Act Public Company Accounting Oversight Board Securities Act Insider trading Registered Investment Adviser Broker-dealer
182	Rules Relating to Supplemental Report on SIPC Membership 17 C.F.R. § Adopted MarchSECURITIES INVESTOR Add to Reading List Source URL: www.sipc.com Language: English - Date: 2016-07-05 15:13:24 United States securities law Finance Self-regulatory organizations Economy Investment Securities Investor Protection Corporation Government Securities Investor Protection Act U.S. Securities and Exchange Commission Net capital rule
183	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-08-05 15:57:28 Finance Money SEC filings Financial regulation U.S. Securities and Exchange Commission Financial markets 73rd United States Congress Securities Exchange Act Futures contract Securities regulation in the United States Market liquidity Schedule TO
184	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-07-01 14:31:49 Finance Money Economy Financial markets Broker-dealer Short Securities Exchange Act Futures contract
185	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-05-13 15:33:24 73rd United States Congress U.S. Securities and Exchange Commission Financial regulation Securities Exchange Act Securities regulation in the United States Finance New York Stock Exchange National Market System Futures contract Economy
186	NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION TO ANY U.S. PERSON OR INTO THE UNITED STATES OR ANY OTHER JURISDICTION WHERE IT IS UNLAWFUL TO DISTRIBUTE THIS ANNOUNCEMENT 9 August 2016 AFFINITY WATER PROGRAMME FINANCE LIMI Add to Reading List Source URL: stakeholder.affinitywater.co.uk Language: English - Date: 2016-08-09 05:54:23 Finance Economy Money Bond Stock market Financial markets 73rd United States Congress U.S. Securities and Exchange Commission Corporate finance Security London Stock Exchange Securities Act
187	As filed with the Securities and Exchange Commission on January 19, 2016 Registration No. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 Add to Reading List Source URL: www.mediageneral.com Language: English - Date: 2016-03-04 12:09:25 Economy Business Stock market Finance Corporate finance SEC filings Corporate law English law Proxy statement Proxy Mergers and acquisitions Securities Act
188	Investor Factsheet iFAST Corporation Ltd. Last Updated: 10 Dec 2014 Add to Reading List Source URL: ifastcorp.listedcompany.com Language: English - Date: 2014-12-10 20:56:35 Economy Stock market Finance Business Prospectus Bank Securities Act Singapore Exchange
189	CODE OF CONDUCT FOR REGULATING, MONITORING AND REPORTING OF TRADING BY INSIDERS (Effective from May 15, . Add to Reading List Source URL: www.welspunindia.com Language: English - Date: 2016-05-26 05:05:16 Economy Finance Corruption Business Conflict of interest Insider trading Stock market Company secretary Securities Exchange Act Regulation S-K
190	Mandatory vs. Contractual Disclosure in Securities Markets: Evidence from the 1930s * Paul G. Mahoney (corresponding author) University of Virginia School of Law 580 Massie Road Add to Reading List Source URL: financialreg.nd.edu Language: English - Date: 2016-01-13 13:54:31 73rd United States Congress U.S. Securities and Exchange Commission Economy New Deal Business SEC filings Corporate crime Securities Exchange Act Securities regulation in the United States Securities Act New York Stock Exchange Voluntary disclosure

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